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Congrats to Ramina Dehkhoda-Steele, Wong Fleming, Approved as a FINRA Dispuite Resolution Arbitrator

Monday, August 10, 2015   (0 Comments)
Posted by: CMCP
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Wong Fleming is Proud to Announce that Partner, Ramina Dehkhoda-Steele
has been Approved as a FINRA Dispute Resolution Arbitrator

FINRA (Financial Industry Regulatory Authority) has approved partner, Ramina Dehkhoda-Steele to serve as a Dispute Resolution Arbitrator. She completed the onsite training and trainer evaluation components, and her primary hearing location is Seattle, WA.

FINRA Dispute Resolution operates the largest forum in the United States specifically designed to facilitate the resolution of business and employment disputes between and among investors, securities firms and individual brokers. FINRA Dispute Resolution handles more than 99 percent of securities-related arbitrations and mediations in the United States through its network of regional offices. We conduct arbitrations and mediations in more than 70 hearing locations, including at least one in all 50 states, Puerto Rico and London. We maintain a roster of more than 6,400 arbitrators and nearly 250 mediators around the country.

FINRA is the largest independent regulator for all securities firms doing business in the United States. FINRA’s mission is to protect America’s investors by making sure the securities industry operates fairly and honestly. All told, FINRA oversees more than 4,100 brokerage firms, nearly 161,000 branch offices and more than 635,000 registered securities representatives.

Wong Fleming Article


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